SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here
SEBI Registration Details

RIA Name: Shibu Kunjappy | RIA No: INA000013466 | Regn. Type: Individual | Validity: Perpetual | Registered Address: Lily-412, A-Block, Talpuri International Colony, Bhilai - 490006, District - Durg, State - Chhattisgarh, INDIA.

Regulatory Complaints Disclosure

SEBI mandates all registered investment advisers to display the complaints status on the website. Investors can first contact the investment adviser in case of complaints. The SEBI Scores website that facilitates investors in logging any complaints against SEBI intermediaries can be accessed here.

Data as on : 01 October, 2024
S.No. Received from Pending as of last month Received Resolved* Total Pending# Pending > 3 months Average Resolution time^
1. Directly from investors 0 0 0 0 0 0
2. SEBI - Scores 0 0 0 0 0 0
3. Other Sources 0 0 0 0 0 0
Total 0 0 0 0 0 0
Trend of Monthly disposal of complaints
S.No. Month Carried forward from previous month Received Resolved* Pending#
1. Apr 2024 0 0 0 0
2. May 2024 0 0 0 0
3. Jun 2024 0 0 0 0
4. Jul 2024 0 0 0 0
5. Aug 2024 0 0 0 0
6. Sep 2024 0 0 0 0
Total 0 0 0 0
Trend of Annual disposal of complaints
S.No. Year Carried forward from previous year Received Resolved* Pending#
1. 2019-20 0 0 0 0
2. 2020-21 0 0 0 0
3. 2021-22 0 0 0 0
4. 2022-23 0 0 0 0
5. 2023-24 0 0 0 0
Total 0 0 0 0

* Inclusive of complaints of previous months/years resolved during the current month/year | ^ Time in days | # Inclusive of complaints pending as on the last day of the month/year

Compliance Audit Status
S.No. Financial year Compliance Audit Status Remarks, if any
1. FY 2020-21 Conducted n/a
2. FY 2021-22 Conducted n/a
3. FY 2022-23 Conducted n/a
4. FY 2023-24 Conducted n/a
SEBI Investor Charter

To facilitate investor awareness, SEBI has created an Investor Charter pertaining to Investment Advisers, displayed below for your reference

 

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Lily-412, A-Block, Talpuri International Colony, Bhilai - 490006, District - Durg
State - Chhattisgarh, INDIA

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